
Investment Management
Navigating complex investments with experience and precision.
Our investment management lawyers are skilled in representing a wide range of clients in the ever-evolving investment management sector.
This cumulative experience, bolstered by senior-level focus, equips us with the insight, proficiency, and finesse to guide our clients through intricate regulations and to improve their business operations and investments.
Perkins Coie effectively addresses a wide range of federal securities laws issues, inclusive of the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Commodity Exchange Act, and the Securities Exchange Act, along with their associated rules and mandates.
We offer clients the benefit of different business perspectives. Team members include former general counsels of leading investment firms as well as the former associate director of the Division of Investment Management at the Securities and Exchange Commission (SEC), a former enforcement branch chief at the SEC, and former employees of major participants in the investment management business.
Our team’s skill in regulatory and transactional matters about derivatives and repurchase agreements is important. We proudly represent an array of clients, from investment funds to financial institutions and the corporate treasurers of public corporations, in the negotiation of intricate trading documentation with dealer counterparties.
Our team includes lawyers who focus on tax, ERISA, and securities enforcement. This gives us the skills to represent clients in investigations and FINRA actions at every level. Our clients benefit from the experienced advice we give in legal cases about regulatory and enforcement matters.
Perkins Coie offers an extensive range of legal services for registered investment companies, investment advisers, private funds, and family offices.
We frequently represent
- Registered open-end funds.
- Registered closed-end funds.
- Business development companies.
- Hedge funds and other products.
- Private equity funds and other private investment companies.
- Funds offered by banks and insurance companies.
- Family offices and their sponsors.
- Investment advisers.
- Independent directors.
- Broker-dealers.
- Transfer agents and clearing agencies.
- Exchanges and alternative trading systems.
- Fund and other industry service providers.
- Wrap accounts.
- Bank collective investment funds.
- Pension plans.
- Other sophisticated investors.
Areas of Focus
Registered Investment Companies
Investment Advisers
Private Funds
Family Offices
Independent Directors
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The Compliance Collective
