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![Shari A. Brandt](/sites/default/files/styles/portrait_4x5_360x450_1x/public/2024-08/Shari%20A.%20Brandt.jpg?itok=5SRROWU0)
Shari A. Brandt
- Litigation Lead, New York Office
Shari Brandt is a top-rated white-collar lawyer handling both U.S. and international matters.
For more than 25 years, Shari has represented institutions and individuals in high-stakes matters, including white-collar criminal and regulatory proceedings, internal investigations, and complex commercial civil litigation.
Shari defends clients in matters before the Commodity Futures Trading Commission and U.S. Securities and Exchange Commission. She also litigates complex corporate disputes and class actions alleging antitrust, securities laws, and Commodity Exchange Act violations.
Shari frequently handles matters that proceed simultaneously in regulatory, white-collar defense, and civil litigation forums. Her defense practice includes investigations brought by U.S. attorneys' offices, the U.S. Department of Justice, state attorneys general offices, and governmental and self-regulatory bodies.
Recognized in Legal 500 and Chambers USA, Shari has been described by clients as "very client service oriented," "extremely smart, experienced, hardworking and thorough," and "responsive and strategic." Clients have also noted that she "does a great job with really complex cases."
Shari leads the firm's New York office Litigation practice.
Education & Credentials
Education
- Fordham University School of Law, J.D., magna cum laude, 1996
- Cornell University, B.A., 1992
Bar and Court Admissions
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New York
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New Jersey
- Supreme Court of the United States
- U.S. Court of Appeals for the Second Circuit
- U.S. District Court for the Eastern District of New York
- U.S. District Court for the Southern District of New York
- U.S. District Court for the District of New Jersey
Related Employment
- Richards Kibbe & Orbe LLP, New York, NY, 1999-2020
- Gibson, Dunn & Crutcher LLP, New York, NY, 1996-1998
Clerkships
- Hon. Robert D. Sack, U.S. Court of Appeals for the Second Circuit
Professional Recognition
Listed in The Best Lawyers in America: Litigation - Regulatory Enforcement (SEC, Telecom, Energy), 2023-2024
Ranked by Chambers USA as "America's Leading Lawyer" for Litigation: White-Collar Crime & Government Investigations, 2018-2024
Fellow of the American Bar Foundation
Named "Litigation Trailblazer" by The National Law Journal, 2018
Listed in Women Worth Watching Series by Diversity Journal, 2018
Selected by Benchmark Litigation as a Top 250 Woman in Litigation, 2015-2024, and as a Local Litigation Star, 2016-2024
Named to Global Investigations Review’s Inaugural Top 100 Women in Investigations list, 2015
Recommended by The Legal 500 United States in the areas of Corporate Investigations & White Collar Criminal Defense, General Commercial Disputes, and Securities Litigation, 2010-2024
Selected by Super Lawyers Magazine as a "New York Rising Star" for Business Litigation, Securities Litigation, and White Collar Criminal Defense, 2011; and as a "New York Super Lawyer", 2012-2023
Impact
Professional Leadership
- UJA Federation NY, White Collar and Securities Enforcement Committee, Vice Chair
- Law360 Securities Editorial Advisory Board, Member
- New York City Bar, White Collar Crime Committee, Member
Community Involvement
- Jewish Federation of Greater Metrowest NJ Board of Trustees, Member
- Jewish Family Service of Metrowest Board of Trustees, Member
Insights
News
Professional Experience
Internal Investigations
- Representing brokerage firms in connection with industrywide CFTC investigation into the trading of interest rate products in connection with corporate bond issuances.
- Conducting investigation into company and personnel accused of extortion and blackmail.*
- Conducted investigations for multiple brokerage firms in connection with domestic and international regulatory inquiries into the setting of financial benchmark rates and trading of associated financial products (including foreign exchange (FX), FX options, and interest rates swaps), and defended against related civil litigation.
- Conducted investigation for brokerage firm in connection with industrywide CFTC investigation into the setting of the ISDAFIX benchmark rate.*
- Conducted investigation for financial guaranty insurer in connection with the purchase and sale of financial guaranty insurance leading up to the financial crisis.*
- Conducted investigation for global bank into anonymous allegations of kickbacks and bribery.*
- Conducted investigation for footwear retailer into allegations of accounting irregularities and related investigation by the SEC.*
*Prior experience
Other Institutional Representations
- Represent firms and individuals in connection with CFTC enforcement investigations.
- Represented financial guaranty insurer in litigation across the country and regulatory inquiries concerning bond offerings, auction rate securities, and residential mortgage-backed securities (RMBS).*
- Defended brokerage firm in connection with regulatory inquiries into anticompetitive conduct concerning credit default swaps.*
- Represented a private equity firm in two lengthy arbitrations concerning hedge fund valuation, employment law, and breach of contract issues.*
- Represented private equity firm in connection with breach of contract and other post-closing claims arising from sale of a business.*
*Prior experience
Complex Litigation and Class Actions
- Representing major multinational travel company in groundbreaking Delaware Chancery Court litigation concerning whether COVID-19 and its aftermath constitute a material adverse event or a departure from the ordinary course sufficient to avoid closing a multibillion-dollar share sale.
- Serving as lead attorney for multiple defendants in numerous class action litigations alleging antitrust, Commodity Exchange Act (CEA) and Racketeer Influenced and Corrupt Organizations Act (RICO) violations in the setting of various financial benchmark rates.
- Representing two clients in Dutch class action litigation filed in Amsterdam concerning alleged manipulation of numerous financial benchmarks. Succeeded in having one client dismissed for lack of jurisdiction and in having claims narrowed as to the other client to a shorter time span involving only allegations on yen LIBOR and Euroyen TIBOR. (Currently briefing on admissibility of plaintiff foundation to assert class claims.)
- Served as lead attorney for defendant firm in connection with class action litigation concerning an alleged antitrust conspiracy to manipulate the setting of the U.S. dollar ISDAFIX benchmark rate. Case settled favorably after briefing on class certification was submitted by both sides and fact and expert discovery was complete.*
- Succeeded in having clients dropped from certain actions and dismissed from others for lack of personal jurisdiction relating to U.S. dollar LIBOR.*
- Succeeded in having clients dismissed from one action for lack of personal jurisdiction; succeeded in having second action dismissed for lack of standing in matters relating to yen LIBOR and Euroyen TIBOR. Ruling was reversed on appeal and the action is currently subject to additional motion practice in the district court.*
- Succeeded in having clients dismissed for lack of personal jurisdiction regarding Bank Bill Swap Rate (Australian benchmark).*
- Succeeded in having action involving 12 clients and other defendants dismissed for lack of standing by the plaintiffs regarding Swiss Franc LIBOR. (Dismissal currently on appeal to the U.S. Court of Appeals for the Second Circuit.)*
- Succeeded in having clients dismissed for lack of personal jurisdiction relating to EURIBOR. (Dismissal currently on appeal to the Second Circuit.)*
*Prior experience
Individual Clients
- Represented a trader in connection with multiple class action litigations and associated regulatory inquiries concerning government-sponsored enterprise bond trading.
- Represented the former president of a company in connection with DOJ antitrust inquiry.*
- Represented trader in connection with class action litigation and associated criminal inquiries concerning U.S. Department of Treasury auction trading.*
- Represented a group of employees in the credit department of a bank in connection with multiple regulatory inquiries and civil litigation into the purchase and sale of RMBS.*
- Represented chief engineer of automobile manufacturer in connection with criminal, regulatory, and civil inquiries into defect issues.*
- Represented an independent distribution consultant in connection with issues surrounding the distribution of a Sarbanes-Oxley Fair Fund.*
- Represented the president of a brokerage firm in connection with multiple regulatory and criminal investigations into market timing.*
- Represented the president of a brokerage firm in connection with SEC investigation into market misrepresentations.*
- Represented senior company employees as witnesses in a significant securities litigation class action and related regulatory and criminal investigations.*
- Represented a senior officer of biopharmaceutical company in connection with regulatory, criminal, and congressional subcommittee inquiries into insider trading allegations.*
*Prior experience