Aviva L. Grossman

Aviva Grossman advises independent directors of major fund complexes. She helps them work effectively with fund management while keeping the best interests of shareholders in mind. Her wealth of industry knowledge allows her to develop customized solutions that meet the needs of her clients.

Clients seek Aviva's guidance on fund governance, regulatory requirements, registration, and compliance with the Investment Company Act. She has represented investment advisers and registered funds, and she analyzes Investment Company Act status issues for the availability of exemptions. She has considerable experience in mergers, acquisitions, and the restructuring of investment advisers and financial services companies.

A former U.S. Security and Exchange Commission lawyer in the Division of Investment Management, Aviva offers clients a dynamic perspective in regulatory matters. She uses the knowledge and industry experience gained as assistant general counsel for two financial institutions to best serve her clients.