FINRA’s In-House Courts Facing Challenges, Jarkesy Ripple Effect

In a commentary for Bloomberg Law, Rachel Mechanic and Daniel Zinman explain how FINRA's in-house tribunal system is defending constitutional challenges and may also have to navigate repercussions from a Supreme Court securities case. 

When the US Supreme Court heard arguments in Securities and Exchange Commission v. Jarkesy last month, the justices’ questions suggested the court would likely declare the SEC’s in-house tribunal at least partially unconstitutional.