Public Chatter
Public Chatter
Public Chatter provides practical guidance—and the latest developments—to those grappling with public company securities law and corporate governance issues, through content developed from an in-house perspective.
You Asked for It! An ESG Materiality Graphic
Our "Shareholder Engagement Workshop" - Mock Engagement & More...
We've decided to hold a second installment of our popular "Shareholder Engagement Workshop" for in-house practitioners as the initial one filled to capacity so quickly. It's being held next Tuesday, August 17th - so if you're in-house and interested, please drop me a line and I'll shoot over an invite. Here's how the workshop works:
5 Things to Know About Nasdaq’s Board Diversity Disclosure Requirement
Yes, You Can Disclaim Beneficial Ownership in a Form 4 in Appropriate Circumstances
The Enjoyable Transition to Deliberate & Intentional Business Travel
I never thought I'd miss business travel. Not taking a business trip for over a year has been as big of a change to my routine as working from home. With clients all over the country, plus law firm leadership responsibilities, I used to travel a lot, and probably flew somewhere almost once a week.
The In-House Lawyer and the New Business Line’s Marketing Machine
The Quorum Problem for Smaller Companies is Growing
Multiple Classes of Stock: Form 4 Reporting & Short Swing Matching
As companies continue to go public with dual classes of stock - SEC and proxy advisory firm scrutiny aside - questions arise around Form 4 reporting and short-swing profit recovery rules. For example, do you need to include all classes of stock on a Form 4 if you're only reporting a transaction in one class?
The Art of Responding to Corp Fin Comments: What Not to Do
- Don't Rush the Process - The comment letter will typically state that you have you 10 business days to respond to the comments.
Why You Might Not Want to Join Your Friend’s Non-Profit Board
What’s the Value of a Comment Letter on a SEC Rulemaking? 6 Things to Know
10 Nuggets from BlackRock’s 2021 Stewardship Report
We've now got our hot little hands – well, my hands aren't little – on BlackRock's 2021 Investment Stewardship report and it's weighing in at 76 pages. Yes, there is an Executive Summary – but it's 15 pages long - so I'm going to spoon-feed you with these 10 nuggets:
4 Things to Consider When a Director Mulls Leaving the Board
The Loneliness of Making the Materiality Decision